wren
613 lines
18 KiB
YAML
613 lines
18 KiB
YAML
metadata:
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type_id: contract.construction.general
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name: 建设工程合同
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version: 'v3'
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last_updated: '2026-05-07'
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parent: contract
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inherits_from:
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- base.common
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- base.party_info
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classification_keywords:
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- 建设工程
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- 工程承包
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- 施工合同
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- 总承包
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tags:
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- compliance
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- high_priority
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- prc_civil_code
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- construction_specific
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- safety_critical
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applies_to_jurisdictions:
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- prc
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references_laws:
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- 《民法典》第 788-808 条（建设工程合同章）
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- 《建筑法》第 25-41 条
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- 《建设工程质量管理条例》
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description: 建设工程施工合同评查规则。
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confidence_profile:
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allow_weight_override: false
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field_confidence_defaults:
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合同金额: 0.95
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投标价: 0.95
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中标价: 0.95
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extract:
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- group: 当事人
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fields:
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- name: 发包人名称
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type: verbatim
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required_from: draft
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desc: ""
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- name: 发包人统一信用代码
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type: uscc
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required_from: executed
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desc: ""
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- name: 承包人名称
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type: verbatim
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required_from: draft
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desc: ""
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- name: 承包人统一信用代码
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type: uscc
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required_from: executed
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desc: ""
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- name: 承包人资质等级
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type: enum
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allowed:
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- 特级
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- 一级
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- 二级
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- 三级
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required_from: draft
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desc: ""
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- name: 承包人资质证书编号
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type: verbatim
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required_from: executed
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desc: ""
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- group: 合同基本信息
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fields:
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- name: 合同编号
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type: verbatim
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required_from: draft
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desc: ""
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- name: 签订日期
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type: date
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required_from: executed
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desc: ""
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- group: 项目信息
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fields:
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- name: 工程名称
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type: verbatim
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required_from: draft
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desc: ""
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- name: 工程地点
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type: verbatim
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required_from: draft
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desc: ""
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- name: 工程规模
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type: string
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required_from: draft
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desc: ""
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- name: 开工日期
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type: date
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required_from: executed
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desc: ""
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- name: 竣工日期
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type: date
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required_from: executed
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desc: ""
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- group: 金额（三处一致性检查的核心）
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fields:
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- name: 合同金额
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type: money
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required_from: draft
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desc: ""
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- name: 投标价
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type: money
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required_from: draft
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desc: ""
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- name: 中标价
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type: money
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required_from: draft
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desc: ""
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- name: 合同金额大写
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type: verbatim
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required_from: executed
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desc: ""
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- group: 招投标信息
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fields:
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- name: 招标文件编号
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type: verbatim
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required_from: draft
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desc: ""
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- name: 中标通知书编号
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type: verbatim
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required_from: draft
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desc: ""
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- group: 质量条款
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fields:
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- name: 质量标准
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type: string
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required_from: draft
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desc: ""
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- name: 质量等级
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type: enum
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allowed:
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- 合格
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- 优良
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required_from: draft
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desc: ""
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- name: 保修期限
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type: string
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required_from: draft
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desc: ""
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- group: 安全条款
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fields:
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- name: 安全文明施工要求
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type: string
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required_from: draft
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desc: ""
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- group: 工程款支付
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fields:
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- name: 预付款比例
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type: money
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required_from: draft
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desc: ""
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- name: 进度款支付方式
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type: string
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required_from: draft
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desc: ""
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- name: 质保金比例
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type: money
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required_from: draft
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desc: ""
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- group: 违约与争议
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fields:
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- name: 违约责任
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type: string
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required_from: draft
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desc: ""
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- name: 争议解决
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type: string
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required_from: draft
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desc: ""
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derived_fields:
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- name: 工期天数
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type: integer
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compute: (竣工日期 - 开工日期).days
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depends_on:
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- 开工日期
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- 竣工日期
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- name: 质保金金额
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type: money
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compute: 合同金额 * 质保金比例
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depends_on:
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- 合同金额
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- 质保金比例
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visual_elements:
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seals:
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- id: 发包人公章
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name: 发包人公章回归
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required: true
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required_from: executed
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expected_text_match:
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field: 发包人名称
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allowed_types:
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- 公章
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- 合同专用章
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- id: 承包人公章
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name: 承包人公章或合同专用章
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required: true
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required_from: executed
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expected_text_match:
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field: 承包人名称
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allowed_types:
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- 公章
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- 合同专用章
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signatures: []
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cross_page_seals:
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- id: 骑缝章
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name: 建设工程合同骑缝章
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required: true
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required_from: executed
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expected_text_match:
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field: 发包人名称
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rules:
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- group: 基础检查
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rules:
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- rule_id: GC-000
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name: 基础信息完整性
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risk: high
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score: "10"
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version: 1
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stages:
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- id: "1"
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check: required
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fields:
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- 发包人名称
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- 承包人名称
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- 工程名称
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- 合同金额
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logic: and
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logic: "1"
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messages:
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pass: 基础信息完整
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fail: 缺少发包人/承包人/工程名称/合同金额
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type: deterministic
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desc: ""
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- group: 主体资质
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rules:
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- rule_id: GC-001
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name: 承包人资质合法性
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risk: high
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score: "15"
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version: 1
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depends_on:
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- when: GC-000.passed
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stages:
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- id: "1"
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check: format
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field: 承包人统一信用代码
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format: uscc
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- id: "2"
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check: required
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field: 承包人资质证书编号
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- id: "3"
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check: required
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field: 承包人资质等级
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logic: 1 AND 2 AND 3
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messages:
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pass: 承包人资质信息完整
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fail: 承包人资质信息不完整或 USCC 无效
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references_laws:
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- 《建筑法》第 13 条（施工企业资质）
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type: deterministic
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desc: ""
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- group: 金额合规
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rules:
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- rule_id: GC-002
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name: 金额三处一致性
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risk: high
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score: "20"
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version: 1
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depends_on:
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- when: GC-000.passed
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stages:
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- id: "1"
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check: required
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fields:
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- 合同金额
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- 投标价
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- 中标价
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logic: and
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- id: "2"
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check: match
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pairs:
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- source: 合同金额
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target: 中标价
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method: exact
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- source: 中标价
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target: 投标价
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method: exact
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logic: 1 AND 2
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messages:
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pass: 合同金额与投标价、中标价一致
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fail: 合同金额与投标价/中标价不一致，涉嫌虚假招标
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references_laws:
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- 《招标投标法》第 46 条（不得背离实质性内容订立合同）
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- 《招标投标法实施条例》第 57 条
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remediation:
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suggestions:
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- 合同金额 {{合同金额}} / 中标价 {{中标价}} / 投标价 {{投标价}}
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- 三者应完全一致。不一致时涉嫌"阴阳合同"或变相抬价
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- 建议立即核对招标文件原件
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actions:
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- type: upload_file
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label: 上传招标文件原件
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file_type: 招标文件
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accept:
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- pdf
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- type: escalate
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label: 涉嫌阴阳合同，上报合规
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role: 合规专员
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type: deterministic
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desc: ""
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- group: 质量条款
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rules:
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- rule_id: GC-003
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name: 质量标准明确性
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risk: high
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score: "10"
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version: 1
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depends_on:
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- when: GC-000.passed
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stages:
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- id: "1"
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check: required
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field: 质量标准
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- id: "2"
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type: string.min_length
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field: 质量标准
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min: 30
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- id: "3"
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check: contains
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field: 质量标准
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any_of:
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- GB 50
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- GB/T
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- 合格
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- 优良
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- 现行国家标准
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logic: 1 AND 2 AND 3
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messages:
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pass: 质量标准明确
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fail: 质量标准过于简略或未引用具体标准
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references_laws:
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- 《民法典》第 802 条
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- 《建设工程质量管理条例》第 14 条
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type: deterministic
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desc: ""
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- rule_id: GC-OLD-003
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name: 旧版质量标准检查
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risk: medium
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score: "5"
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version: 1
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stages:
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- id: "1"
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check: required
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field: 质量标准
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logic: "1"
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messages:
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pass: 有质量条款（注意：本规则已弃用，请使用 GC-003）
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fail: 缺少质量条款
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type: deterministic
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deprecated:
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since: 2025-06-01
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replacement: GC-003
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reason: |
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旧版仅检查质量条款存在性，不检查标准引用的具体性。
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GC-003 增加了对 GB/GB-T 国标引用的要求。
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desc: ""
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- group: 安全条款
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rules:
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- rule_id: GC-004
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name: 安全文明施工条款完备性
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risk: high
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score: "15"
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version: 1
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depends_on:
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- when: GC-000.passed
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stages:
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- id: "1"
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check: required
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field: 安全文明施工要求
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- id: "2"
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type: string.min_length
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field: 安全文明施工要求
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min: 50
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- id: "3"
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check: contains
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field: 安全文明施工要求
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all_of:
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- 三宝四口五临边
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- 安全帽
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- 扬尘
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- 噪音
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logic: 1 AND 2 AND 3
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messages:
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pass: 安全文明施工条款完备
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fail: 安全文明施工条款不完备，缺少关键要素
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references_laws:
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- 《建筑法》第 36-41 条
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- 《建设工程安全生产管理条例》
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type: deterministic
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desc: ""
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- group: 工期条款
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rules:
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- rule_id: GC-005
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name: 工期合理性
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risk: medium
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score: "5"
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version: 1
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stages:
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- id: "1"
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check: required
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fields:
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- 开工日期
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- 竣工日期
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logic: and
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- id: "2"
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type: date.after
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field: 竣工日期
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ref_field: 开工日期
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- id: "3"
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check: compare
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left: derived.工期天数
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op: ">"
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right: 0
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logic: 1 AND 2 AND 3
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messages:
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pass: 工期 {{derived.工期天数}} 天合理
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fail: 开工/竣工日期颠倒或工期异常
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type: deterministic
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desc: ""
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- group: 金额条款
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rules:
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- rule_id: GC-006
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name: 质保金比例不超过 3%
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risk: medium
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score: "5"
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version: 1
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stages:
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- id: "1"
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check: required
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field: 质保金比例
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- id: "2"
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check: compare
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left: 质保金比例
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op: <
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right: 0.03
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logic: 1 AND 2
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messages:
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pass: 质保金比例 {{质保金比例}} 合规
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fail: 质保金比例超过 3% 上限
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references_laws:
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- 《建设工程质量保证金管理办法》第 7 条
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type: deterministic
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desc: ""
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- group: 招投标合规
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rules:
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- rule_id: GC-007
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name: 招投标文件齐全
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risk: high
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score: "10"
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version: 1
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depends_on:
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- when: GC-000.passed
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stages:
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- id: "1"
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check: required
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fields:
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- 招标文件编号
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- 中标通知书编号
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logic: and
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logic: "1"
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messages:
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pass: 招投标文件齐全
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fail: 缺少招标文件或中标通知书编号
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type: deterministic
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desc: ""
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- group: 印章合规
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rules:
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- rule_id: GC-SEAL-001
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name: 双方签章齐全
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risk: high
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score: "15"
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version: 1
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stages:
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- id: "1"
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type: seal.present
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seal_id: 发包人公章
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- id: "2"
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type: seal.present
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seal_id: 承包人公章
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- id: "3"
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type: seal.text_match
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seal_id: 发包人公章
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- id: "4"
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type: seal.text_match
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seal_id: 承包人公章
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logic: 1 AND 2 AND 3 AND 4
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messages:
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pass: 双方签章齐全且文字匹配
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fail: 缺少签章或印章文字与当事人名称不符
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type: deterministic
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desc: ""
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- rule_id: GC-SEAL-002
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name: 骑缝章完整
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risk: high
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score: "10"
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version: 1
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stages:
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- id: "1"
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type: cross_page_seal.complete
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seal_id: 骑缝章
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logic: "1"
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messages:
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pass: 骑缝章完整
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fail: 骑缝章缺失，合同可能被替换页
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type: deterministic
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desc: ""
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- group: 质量综合
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rules:
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- rule_id: GC-GROUP-QUALITY
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name: 质量条款综合评查
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risk: high
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score: "25"
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logic: GC-003 AND GC-004
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messages:
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pass: 质量与安全条款完备
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fail: 质量或安全条款有瑕疵
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type: rule_group
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rules:
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- GC-003
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- GC-004
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desc: ""
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- group: 印章综合
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rules:
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- rule_id: GC-GROUP-SEAL
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name: 印章综合评查
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risk: high
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score: "25"
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logic: GC-SEAL-001 AND GC-SEAL-002
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messages:
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pass: 签章与骑缝章齐全合规
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fail: 印章有瑕疵，合同可能被篡改
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type: rule_group
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rules:
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- GC-SEAL-001
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- GC-SEAL-002
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desc: ""
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- group: 我方权益保护
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rules:
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- rule_id: GC-OUR-001
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name: 我方缔约地位及不利条款审查
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risk: high
|
|
score: "10"
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|
stages:
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- id: "1"
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check: ai
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field: ctx
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prompt: |-
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请基于合同全文判断我方（中国烟草相关公司/专卖局）在本合同中的缔约地位，并审查是否存在强势条款或不利于我方的条款。
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|
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合同全文字段来源：ctx。该字段由后端负责注入和匹配。
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合同全文：{{ctx}}
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|
|
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评查步骤：
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1. 识别合同中是否存在中国烟草相关主体，包括但不限于“中国烟草”“烟草公司”“烟草专卖局”“中烟”“卷烟厂”“烟草工业”“烟草商业”等名称或其分支机构。
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2. 判断该主体是我方，并识别我方在合同中的地位：甲方、乙方、发包人、承包人、委托方、受托方、出租方、承租方、出借人、借款人、赠与方、受赠方或其他。
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3. 从合同全文审查是否存在明显偏向对方、加重我方责任、限制我方权利、降低对方责任、增加我方付款/赔偿/解除限制/验收风险/知识产权风险/保密风险/争议解决不利风险的条款。
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4. 若无法识别我方主体或我方地位，应返回无法判断，并说明原因，不得臆测。
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|
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强势或不利条款示例：
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|
- 对方可单方变更、解除、延期履行，而我方缺少对应权利。
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|
- 我方承担高额违约金、无限责任、连带责任或无上限赔偿，对方责任明显较轻。
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|
- 付款条件、验收、交付、质量、质保、知识产权、保密、争议解决、管辖地等安排明显不利于我方。
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|
- 排除或限制我方依法解除、抗辩、追偿、索赔、验收异议或审计监督权利。
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|
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请以JSON格式回答：{"passed": true/false, "our_party": "我方主体名称或无法判断", "our_position": "甲方/乙方/发包人/承包人/委托方/受托方/出租方/承租方/出借人/借款人/赠与方/受赠方/其他/无法判断", "has_strong_terms": true/false, "has_unfavorable_terms": true/false, "risk_terms": ["风险条款摘要"], "reason": "判断理由", "suggestion": "修改建议"}
|
|
schema:
|
|
type: object
|
|
required:
|
|
- passed
|
|
- our_party
|
|
- our_position
|
|
- has_strong_terms
|
|
- has_unfavorable_terms
|
|
- reason
|
|
properties:
|
|
passed:
|
|
type: boolean
|
|
our_party:
|
|
type: string
|
|
our_position:
|
|
type: string
|
|
has_strong_terms:
|
|
type: boolean
|
|
has_unfavorable_terms:
|
|
type: boolean
|
|
risk_terms:
|
|
type: array
|
|
reason:
|
|
type: string
|
|
suggestion:
|
|
type: string
|
|
pass_when: passed == True
|
|
logic: "1"
|
|
messages:
|
|
pass: 未发现明显强势条款或不利于我方的条款
|
|
fail: 存在强势条款、不利于我方的条款或无法判断我方缔约地位
|
|
type: ai_rule
|
|
desc: 基于ctx合同全文识别我方缔约地位并评查我方权益风险。
|
|
sub_documents: []
|